Leo Karwejna

Managing Director

 

Contact

213 Market Street
Harrisburg, PA 17101

karwejnal@pfmam.com
717.213.3847 office

Education
B.S. in Finance
St. Joseph's University

J.D.
Temple University School of Law

Professional Designations or Licenses
FINRA Series 7 and 66 Licenses

Started with PFMAM: 2011

Started in the Field: 1999

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Leo Karwejna serves as chief compliance officer of U.S.  Bancorp Asset Management. He has over 25 years of experience providing compliance support to firms in the investment advisory and securities-trading businesses including equity, fixed income, real estate (direct property and REIT securities) and additional alternative investment strategies.

Leo is responsible for all regulatory compliance program efforts related to the institutional registered investment advisory business activities and personnel. He assists professionals with specific compliance advisory guidance and leads the Compliance team’s efforts to develop, maintain and monitor compliance with appropriate policies, procedures and regulatory requirements.

 

Contact

213 Market Street
Harrisburg, PA 17101

karwejnal@pfmam.com
717.213.3847 office

Education
B.S. in Finance
St. Joseph's University

J.D.
Temple University School of Law

Professional Designations or Licenses
FINRA Series 7 and 66 Licenses

Started with PFMAM: 2011

Started in the Field: 1999

Print/Save as PDF

Download Vcard